Chief Compliance Officer for Wealth Management

Drive compliance leadership as the Chief Compliance Officer in a dynamic Canadian wealth and investment platform, enhancing governance and compliance frameworks. Collaborate with senior leadership to ensure regulatory adherence and support efficient operations.
You’ll lead the organization’s compliance strategies, focusing on scaling operations and ensuring CIRO compliance standards. This position requires effective guiding on risk management and compliance monitoring, while strengthening leadership through mentorship within the compliance team. Your strategic insight will be fundamental in navigating business growth and enhancing product offerings.
Key Responsibilities:
• Lead the compliance program and its policies
• Ensure compliance with CIRO and relevant regulations
• Offer guidance on governance and risk issues
• Manage audits and compliance oversight
• Collaborate on strategic business initiatives and growth
Requirements:
• Proven track record as a Chi...