CGL Hybrid Compliance Analyst Role

Advance your career as a Compliance Analyst at CGL in a hybrid model. Focus on branch reviews while ensuring regulatory compliance and building important partnerships.

CGL seeks a Compliance Analyst for its CFIS Compliance department. With over three years in mutual fund compliance, you will leverage your expertise to test regulatory controls and document findings. Your responsibilities will be crucial for executing the Compliance Branch Review program to meet regulatory standards and improve operational efficiency.

Key Responsibilities:
• Plan and execute mutual fund distribution reviews
• Write detailed reports and escalate compliance issues
• Monitor compliance activities and collaborate with partners
• Develop and maintain procedural documentation
• Train and coach teams on compliance requirements

Requirements:
• Minimum three years in mutual fund compliance
• Post-Secondary degree and relevant securit...