Associate in Trade Floor Risk Oversight

Contribute to Scotiabank’s success as an Associate in Trade Floor Risk Oversight in Toronto. This role focuses on ensuring compliance and managing operational risks in trading.
As part of the Global Banking and Markets team, this onsite position is pivotal for monitoring trader communications and safeguarding compliance with regulations. You will work closely with senior management and the Associate Director of Communications Surveillance to mitigate trading policy issues and ensure effective operations. Your role requires outstanding analytical aptitude and organizational skills to maintain compliance.
Key Responsibilities:
• Monitor trader and sales communications for compliance
• Investigate possible regulatory issues in communications
• Collaborate with senior leaders in GBM
• Maintain thorough records and lists for compliance checks
• Promote an inclusive and high-performance culture
Requirements:
• Bachelor’s degree in Business, Economics or related
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