Found Description
Position Overview
The Assistant, Risk Management is responsible for managing access requests for the firm’s confidential and ethical files, clearing trades in securities and providing day-to-day administrative support to the department.
Key Accountabilities
- Create electronic undertakings via Intapp Walls for review, grant access to restricted workspaces, troubleshoot and resolve access issues in iManage and Intapp Time.
- Maintain and manage Risk Management workspaces and files including documents relating to:
- firm’s securities trading policy (i.e., original signed acknowledgments and requests for exemptions, fully managed account agreements for individual lawyers);
- firm’s list of restricted securities and internal trade inquiries;
- insurance documents and certificates;
- engagement letters and umbrella letters; and
- database of lawyer directorships.
- Maintain Risk Management and Confl...