Analyste II, Gouvernance et Exploitation, Conformité

Lieu De Travail

Toronto, Ontario, Canada

Horaire

37.5

Secteur D’activité

Conformité

Détails De La Rémunération

$65,600 - $98,400 CAD (the base salary may vary based on experience, knowledge, location, and sector needs).

Department Overview

The TD Securities Inc. Compliance Department is responsible for compliance strategy and oversight programs, including identifying and preventing violations of regulatory requirements by both employees and clients. This is accomplished by:

• Conducting monitoring and surveillance
• Providing training and education
• Liaising with regulators
• Promoting a compliance culture within the firm
• Taking preventative measures to ensure compliance with the rules and regulations
• Reviewing new business opportunities, such as new products or markets from a compliance perspective

Job Description

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