Found Description
Step into a Senior Associate role in Securities Services, focused on ensuring proficient communication and processing for our clients. Your expertise will help manage complex securities transactions efficiently.
As a senior associate, your key focus will be on client operations related to physical stock certificates and warrant exercises. You will respond to client inquiries and provide essential services for U.S. resident clients, including managing legend removals. Your organizational skills and attention to detail will be vital to ensure accuracy and compliance.
Key Responsibilities:
• Communicate effectively with issuers and legal counsels
• Manage physical warrant exercises and inquiries
• Prepare and track payments for transfer agent fees
• Maintain SLA statistics related to operations
• Address and resolve client inquiries promptly
Requirements:
• 3-5 years of experience in securities services
• Strong organizational and problem-solving skills
• ...
As a senior associate, your key focus will be on client operations related to physical stock certificates and warrant exercises. You will respond to client inquiries and provide essential services for U.S. resident clients, including managing legend removals. Your organizational skills and attention to detail will be vital to ensure accuracy and compliance.
Key Responsibilities:
• Communicate effectively with issuers and legal counsels
• Manage physical warrant exercises and inquiries
• Prepare and track payments for transfer agent fees
• Maintain SLA statistics related to operations
• Address and resolve client inquiries promptly
Requirements:
• 3-5 years of experience in securities services
• Strong organizational and problem-solving skills
• ...
Ready to Apply?
Submit your application for Advanced Associate in Securities Services at CGC Canaccord Genuity Corp.
Apply Now