Found Description
Key Responsibilities
- Act as the last line of defense by performing a complete review of the transaction and new shares entitlements.
- Security template design and creation.
- Ensure necessary restrictions are affixed and printed to the share entitlements or removed when applicable.
- Coordinate branch printing of new share entitlements.
- Maintenance and administration of the share certificate inventories.
- Organize physical documents and coordinate with vendors for safekeeping.
- Maintenance and administration of co‑transfer agent inventory.
- Ensure compliance with policies, procedures and regulatory requirements.
- Keep operational procedures and guidelines up‑to‑date and enrich them when needed.
- Help strengthen the risk framework by acting as first line of defense and implementing relevant controls.
- Streamline process flows and develop initiatives to increase added value for clients, sha...