Account Opening Manager l Wealth Management

Responsibilities

• Deliver a seamless Client Onboarding experience for Private Banking Department.
• Perform checking on account documentation to ensure that all AML customer due diligence requirements are completely fulfilled before opening of new account for the customer.
• Conduct and coordinate periodic client profile review as well as follow up on incomplete CDD documents.
• Maintain updated records of client accounts for ongoing monitoring of required AML functions.
• Update clients’ investment objectives, risk tolerance level and constraints derived from risk assessment questionnaire.
• Control on dormant and hold mail accounts.
• Perform checking on warnings related to terrorists and Politically Exposed Person (PEP) register to ensure regular PEP review is conducted as and when required.
• Provide support on audit/compliance review on AML processes by internal/external auditors/examiners.